DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mariner Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Austin Mcginty | Mariner Wealth Advisors other | Mariner BD affiliated | Other | Mar 31, 2018 | Jun 21, 2021 (1178 d) |
| Rosario Joseph Ruffino | Mariner Wealth Advisors other | Mariner BD affiliated | Other | Mar 31, 2018 | Oct 5, 2020 (919 d) |
| Richard Alan Rosenberg | Mariner Wealth Advisors other | Mariner BD affiliated | Other | Mar 31, 2018 | Jun 10, 2021 (1167 d) |
| Justin Blake Mccarthy | Mariner Wealth Advisors other | Mariner BD affiliated | Other | Mar 31, 2018 | Jun 8, 2021 (1165 d) |
| George Francis Greco | Mariner Wealth Advisors other | Mariner BD affiliated | Other | Mar 31, 2018 | Jan 6, 2021 (1012 d) |
| Jason Monteleone | Mariner Wealth Advisors other | Mariner BD affiliated | Other | Mar 31, 2018 | Jun 8, 2021 (1165 d) |
| Adam Randall Kotz | Mariner Wealth Advisors other | Mariner BD affiliated | Other | Mar 31, 2018 | Oct 16, 2020 (930 d) |
| Katherine Mary Kelly | Mariner Wealth Advisors other | Mariner BD affiliated | Other | Mar 31, 2018 | Jan 22, 2021 (1028 d) |
| Matthew Robert Moetzinger | Mariner Wealth Advisors other | Mariner BD affiliated | Other | Mar 31, 2018 | Jun 22, 2021 (1179 d) |
| Hasan Chowdhury | Mariner Wealth Advisors other | Mariner BD affiliated | Other | Mar 31, 2018 | Jun 8, 2021 (1165 d) |
| Lawrence Patrick Rosa | Mariner Wealth Advisors other | Mariner BD affiliated | Other | Mar 31, 2018 | Jun 8, 2021 (1165 d) |
| Andrew Wesley Cohen | Mariner Wealth Advisors other | E*Trade Capital Management, LLC other | Other | Apr 1, 2015 | Jul 2, 2015 (92 d) |
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12 moves match.