DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Resolved Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kathryn Patricia Higgins | Resolved Financial state registered | Wrenn House Investments LLC state registered | Other | Feb 9, 2018 | Feb 14, 2018 |
| Dwain Michael Gullion | Resolved Financial state registered | Deep River Capital Advisors, LLC unclassified | Other | May 4, 2016 | May 10, 2016 |
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2 moves match.