DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Newport Coast Asset Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Theodore Richard Augustyniak | Newport Coast Asset Management, Inc. no RAUM | Creative Resources Investment Advisors LLC other | Other | Mar 29, 2016 | Apr 2, 2015 |
| Susan Sajjadi | Newport Coast Asset Management, Inc. no RAUM | Westpark Capital, Inc. other | Other | Apr 6, 2015 | Jul 19, 2016 (470 d) |
| Thomas Edward Jandt | Newport Coast Asset Management, Inc. no RAUM | Westpark Capital, Inc. other | Other | Apr 6, 2015 | Jul 18, 2016 (469 d) |
| Kelly Belden | Newport Coast Asset Management, Inc. no RAUM | Empower Advisory Group, LLC BD affiliated | Other | Apr 6, 2015 | Mar 6, 2026 (3987 d) |
| Kathleen Ann Covey | Newport Coast Asset Management, Inc. no RAUM | Westpark Capital, Inc. other | Other | Apr 6, 2015 | Aug 16, 2016 (498 d) |
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5 moves match.