DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Taylor Wealth Management Partners
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Hugh Russell Taylor | Taylor Wealth Management Partners independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Oct 3, 2022 | Jul 1, 2022 |
| Kyle James Neidhardt | Taylor Wealth Management Partners independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Oct 3, 2022 | Jul 1, 2022 |
| Richard Frank Wallner | Taylor Wealth Management Partners independent RIA | Cuna Brokerage Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 12, 2020 | May 1, 2020 |
| Lisa M Franks | Taylor Wealth Management Partners independent RIA | L M Franks Capital state registered | RIA to a state-registered adviser | Apr 30, 2018 | May 11, 2018 |
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4 moves match.