DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Primary Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Yu Li | Primary Asset Management, LLC state registered | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Dec 6, 2019 | May 7, 2024 (1614 d) |
| Albert Vincent Pette | Primary Asset Management, LLC state registered | Northeast Asset Management LLC other | Other | Nov 7, 2016 | Apr 19, 2017 (163 d) |
Page 1 of 1
2 moves match.