DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Albert Vincent Pette
Feed of 09/14/2026
Also filed as Albert Pette
At current firm
1 y
since Aug 21, 2025
In the industry
37 y
since May 5, 1989 (earliest exam, job or registration)
Prior registered firms
10
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Brixton Capital Wealth Advisors, LLC independent RIA currentsince Aug 21, 2025 · Garden City, Ny
- Western International Securities formerNov 19, 2018 to Aug 1, 2025 · Mitchel Field, Ny
- Northeast Asset Management LLC formerApr 19, 2017 to Dec 11, 2018 · Miami, Fl
- Primary Asset Management, LLC state registeredOct 24, 2016 to Nov 7, 2016 · New York, Ny
- Garden State Investment Advisory Services, LLC independent RIAJun 3, 2015 to Sep 25, 2015 · New York, Ny
- Rockwell Global Advisors, LLC formerJul 24, 2014 to May 12, 2015 · Melville, Ny
- Global Arena Investment Management, LLC formerSep 19, 2012 to Jun 5, 2014 · New York, Ny
- Friedman Schnaier Asset Management, LLC unclassifiedFeb 3, 2009 to Aug 4, 2010 · New York, Ny
- Friedman Schnaier Asset Management, LLC unclassifiedDec 18, 2008 to Dec 31, 2008 · New York, Ny
- UBS Financial Services Inc. wirehouseJan 17, 2007 to May 15, 2007 · Weehawken, Nj
- Ladenburg Thalmann Asset Management Inc otherOct 19, 2004 to Jan 10, 2007 · Melville, Ny
Moves
a registration end followed by a registration begin elsewhere
- Western International Securities to Brixton Capital Wealth Advisors, LLCleft Aug 1, 2025, registered Aug 21, 2025 (20 days) · Affiliated broker-dealer or bank to independent RIA
- Northeast Asset Management LLC to Western International Securitiesleft Dec 11, 2018, registered Nov 19, 2018 (-22 days) · RIA to RIA · moved with a team
- Primary Asset Management, LLC to Northeast Asset Management LLCleft Nov 7, 2016, registered Apr 19, 2017 (163 days) · Other
- Garden State Investment Advisory Services, LLC to Primary Asset Management, LLCleft Sep 25, 2015, registered Oct 24, 2016 (395 days) · Other
- Rockwell Global Advisors, LLC to Garden State Investment Advisory Services, LLCleft May 12, 2015, registered Jun 3, 2015 (22 days) · Other
- Global Arena Investment Management, LLC to Rockwell Global Advisors, LLCleft Jun 5, 2014, registered Jul 24, 2014 (49 days) · Other
- Friedman Schnaier Asset Management, LLC to Global Arena Investment Management, LLCleft Aug 4, 2010, registered Sep 19, 2012 (777 days) · Other
- UBS Financial Services Inc. to Friedman Schnaier Asset Management, LLCleft May 15, 2007, registered Dec 18, 2008 (583 days) · Other
- Ladenburg Thalmann Asset Management Inc to UBS Financial Services Inc.left Jan 10, 2007, registered Jan 17, 2007 (7 days) · Other
Signals
- Albert Vincent Pette left Western International Securities for Brixton Capital Wealth Advisors, Llc (registered 2025-08-21)Aug 1, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address