DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Shelter Wealth Strategies, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Traci Lynn Kaas | Shelter Wealth Strategies, LLC independent RIA | Cooper Mcmanus other | Other | Feb 9, 2025 | Feb 7, 2017 |
| Roland Gonzalez | Shelter Wealth Strategies, LLC independent RIA | Cambridge Investment Research Advisors, Inc. other | Other | Nov 17, 2017 | Nov 3, 2017 |
| Hanson Douglas Street | Shelter Wealth Strategies, LLC independent RIA | Cambridge Investment Research Advisors, Inc. other | Other | Apr 22, 2016 | May 27, 2016 (35 d) |
| John William Osborn | Shelter Wealth Strategies, LLC independent RIA | Mastodon Advisory Group institutional | Other | Apr 21, 2016 | Apr 29, 2016 |
| Warren Bane | Shelter Wealth Strategies, LLC independent RIA | Mastodon Advisory Group institutional | Other | Apr 20, 2016 | Apr 15, 2016 |
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5 moves match.