DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••• A••••••• G••••
Legal name M••••••• A••••••• G••••• L••
Latest filing Mar 17, 2026
First filing on the tape May 5, 2021 · 14 filings
SEC status approved since Jun 7, 2021
RAUM
$492M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$492M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$492M as of Mar 17, 2026
Mar 11, 2022$127M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 17, 2026
Mar 11, 20221 then
Employees (5.A)2 as of Mar 17, 2026
Mar 11, 20221 then
Private funds: no history
RAUM +21% over the last fiscal year+35% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $492MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $164MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$492M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $492M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W••••• B••• | Houston, Tx | Apr 15, 2016 | 21 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••• W•••••• O••••• from S•••••• W••••• S••••••••• L••Apr 29, 2016 · Other
- W••••• B••• from S•••••• W••••• S••••••••• L••Apr 15, 2016 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from S•••••• W••••• S••••••••• L••Apr 20, 2016 · Houston, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••• W••••• · Managing Member & Chief Compliance Officercontrolsince 03/2016 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $407M to $492MOct 31, 2025 to Mar 17, 2026
- RAUM · $407M to $492MOct 31, 2025 to Mar 17, 2026
- Wrap assets (manager) · $407M to $492MOct 31, 2025 to Mar 17, 2026
- Financial planning clients · unset to Mar 6, 2025 to May 23, 2025
- HQ city · unset to Nov 18, 2024 to Mar 6, 2025
- HQ state · unset to Nov 18, 2024 to Mar 6, 2025
- Discretionary RAUM · $304M to $407MNov 18, 2024 to Mar 6, 2025
- RAUM · $304M to $407MNov 18, 2024 to Mar 6, 2025
- Wrap assets (manager) · $304M to $407MNov 18, 2024 to Mar 6, 2025
- Wrap assets (manager) · unset to 303963515.0Feb 2, 2024 to Feb 12, 2024
- Wrap assets (sponsor) · unset to 0.0Feb 2, 2024 to Feb 12, 2024
- Employees · 1 to 2Jul 21, 2023 to Feb 2, 2024
- Discretionary RAUM · $199M to $304MJul 21, 2023 to Feb 2, 2024
- RAUM · $199M to $304MJul 21, 2023 to Feb 2, 2024
- Accounts · 1 to 3Nov 4, 2022 to Feb 13, 2023
- Discretionary RAUM · $127M to $199MNov 4, 2022 to Feb 13, 2023
- RAUM · $127M to $199MNov 4, 2022 to Feb 13, 2023
- Discretionary RAUM · $104M to $127MMay 5, 2021 to Mar 11, 2022
- RAUM · $104M to $127MMay 5, 2021 to Mar 11, 2022
Signals
3 dated events
- M••••••• A••••••• G•••• reported RAUM $406.6M, up 34% from $304.0M (2024-11-18 to 2025-03-06)Mar 6, 2025 · RAUM change · derived
- M••••••• A••••••• G•••• reported RAUM $304.0M, up 53% from $199.0M (2023-07-21 to 2024-02-02)Feb 2, 2024 · RAUM change · derived
- M••••••• A••••••• G•••• filed its initial SEC registration (Form ADV)May 5, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/mastodon-advisory-groupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- mastodonllc.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (713) 425-4198reportedpublic record, Form ADV, Mar 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $492Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026