DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wealth Management Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Katie Keppler | Wealth Management Advisors, LLC independent RIA | Titleist Asset Management, LLC independent RIA | RIA to RIA | Nov 25, 2024 | Feb 18, 2025 (85 d) |
| David Jeffrey Herman | Wealth Management Advisors, LLC independent RIA | Fortress Private Ledger, LLC independent RIA | RIA to RIA | Sep 6, 2024 | Sep 5, 2024 |
| Charles W Crews | Wealth Management Advisors, LLC independent RIA | Crews Financial Advisors, LLC unclassified | Other | Oct 6, 2022 | Jul 26, 2022 |
| Robert Gerald Goggin | Wealth Management Advisors, LLC independent RIA | Atticus Wealth Management independent RIA | RIA to RIA | Nov 6, 2018 | Dec 7, 2018 (31 d) |
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4 moves match.