DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A•••••• W••••• M•••••••••
Legal name A•••••• W••••• M••••••••• L••
Latest filing May 22, 2026
First filing on the tape May 12, 2018 · 40 filings
SEC status approved since Jun 21, 2018
RAUM
$565M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
91%
$513M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$70.7M
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$565M as of May 22, 2026
Feb 6, 2019$164M then
HNW client RAUM$426M as of May 22, 2026
Feb 6, 2019$117M then
State-registered IARs (5.B.3)7 as of May 22, 2026
Feb 6, 20194 then
Employees (5.A)8 as of May 22, 2026
Feb 6, 20194 then
Private funds: no history
RAUM +26% over the last fiscal year+16% a year over threeIARs 7 to 7offices 4 to 2
Practice profile
derived from the filing of May 22, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $70.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 49derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $511,611derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 3.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +38%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, educational seminarsreportedItem 5.G
- Custody
- $209M, 161 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$426M75%
- Individuals$86.5M15%
- Corporations and businesses$35.2M6.2%
- Pension and profit-sharing plans$17.2M3.0%
- Charitable organizations$235,7000.0%
- Individual clients
- 246reported
- HNW clients
- 147reported
- Pension plan clients
- 5reported
- Charitable clients
- 3reported
- Accounts
- 1,105reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $209M for 161 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• G••••• G••••• | Palm Beach Gardens, Fl | Dec 7, 2018 | 16 y | 4 |
| D•••••• J••••• B•••••• | Palm Beach Gardens, Fl | Jan 4, 2021 | 27 y | 2 |
| R••••• A••• K••••Certified Financial Planner | New Braunfels, Tx | Jan 13, 2021 | 23 y | 8 |
| S•••••• W•••••• Z•••••Certified Financial Planner | Lake Worth, Fl | Jan 19, 2021 | 10 y | 1 |
| C•••• J••• A•••••Certified Financial Planner | Palm Beach Gardens, Fl | Jan 1, 2025 | 16 y | 2 |
| M•••••• M•••• M•••••••Certified Financial Planner, Chartered Financial Consultant | Palm Beach Gardens, Fl | Jul 9, 2025 | 16 y | 3 |
| M•••• J••• D•••••••• | Palm Beach Gardens, Fl | Jan 23, 2026 | 11 y | 0 |
| A••••• J•••• N••••• | Palm Beach Gardens, Fl | May 22, 2026 | 16 y | 0 |
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 25% of current headcount2 left over 36 months
Left, latest
- E•••• C••••• M••••• to H•••••••• C•••••• P•••••••Mar 12, 2026 · RIA to a newly registered adviser
- R•••••• W•••• B••• to H•••••••• C•••••• P•••••••Feb 11, 2026 · RIA to RIA
Joined, latest
- M•••••• M•••• M••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jul 9, 2025 · Affiliated broker-dealer or bank to independent RIA
- C•••• J••• A••••• from B•••••• W••••• A•••••••• I•••Jan 1, 2025 · Other
- R•••••• W•••• B••• from W•••• F•••• A•••••••Nov 8, 2021 · Wirehouse to independent RIA
- S•••••• W•••••• Z••••• from C••••• W••••• M•••••••••Jan 19, 2021 · RIA to RIA
- R••••• A••• K•••• from S•• I••••••••• A•••••••• I•••Jan 13, 2021 · Affiliated broker-dealer or bank to independent RIA
- D•••••• J••••• B•••••• from B•••••• W••••• A•••••••• I•••Jan 4, 2021 · Other
- R••••• G••••• G••••• from W••••• M••••••••• A•••••••• L••Dec 7, 2018 · RIA to RIA
- E•••• C••••• M••••• from A•••••• A•••• M••••••••• L••Jun 26, 2018 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••• E••••• C••••• · Chief Compliance Officercontrolsince 05/2018 · owns 25% to 50%
- A•••••• C••••• J••• · Ownercontrolsince 04/2018 · owns 75% or more of F••• P•••••• W••••• M••••••••• L••
- B••••••• D••••••• J••••• · Ownercontrolsince 08/2004 · owns 75% or more of B•••••• W••••• A•••••••• I••
- M•••••• E••••• C••••• · Ownercontrolsince 07/2014 · owns 75% or more of A•••••• A•••• M••••••••• L••
Entity owners
- A•••••• A•••• M••••••••• L•• · Memberdirect · owns 25% to 50%
- B•••••• W••••• A•••••••• I•• · Memberdirect · owns 25% to 50%
- F••• P•••••• W••••• M••••••••• L•• · Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Palm Beach Gardens, Fl · principal | 8 | 2 | 0 | ||
| Atlanta, Ga | 0 | 0 | 1 | ||
| Gainesville, Ga | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Tampa, FL2 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- office count dropChange between filings · filing Mar 31, 2026offices other than the principal office (Item 1.F.5) moved from 4.0 to 2.0 (-50.0%) between the annual amendments of 2025-04-01 and 2026-03-31; the peer median change was 0.0% (233 comparable advisers, 2.0th percentile of changes)peers: independent wealth managers, $500M to $1B (233) · 2.2% percentile
What changed
consecutive filings, newest first
- Accounts · 748 to 1,105Sep 2, 2025 to Mar 31, 2026
- Corporate clients · 29 to 28Sep 2, 2025 to Mar 31, 2026
- HNW clients · 125 to 147Sep 2, 2025 to Mar 31, 2026
- Individual clients · 159 to 246Sep 2, 2025 to Mar 31, 2026
- Assets in custody · $139M to $209MSep 2, 2025 to Mar 31, 2026
- Employees · 7 to 8Sep 2, 2025 to Mar 31, 2026
- Other offices · 4 to 2Sep 2, 2025 to Mar 31, 2026
- Discretionary RAUM · $431M to $548MSep 2, 2025 to Mar 31, 2026
- HNW RAUM · $353M to $426MSep 2, 2025 to Mar 31, 2026
- Individual RAUM · $49.5M to $86.5MSep 2, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $16.8M to $17.2MSep 2, 2025 to Mar 31, 2026
- Pension RAUM · $16.8M to $17.2MSep 2, 2025 to Mar 31, 2026
- RAUM · $447M to $565MSep 2, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Jul 15, 2025 to Sep 2, 2025
- Accounts · 697 to 748Jan 15, 2025 to Apr 1, 2025
- Charity clients · 1 to 3Jan 15, 2025 to Apr 1, 2025
- Corporate clients · 3 to 29Jan 15, 2025 to Apr 1, 2025
- HNW clients · 129 to 125Jan 15, 2025 to Apr 1, 2025
- Individual clients · 156 to 159Jan 15, 2025 to Apr 1, 2025
- Pension plan clients · 6 to 5Jan 15, 2025 to Apr 1, 2025
- Discretionary RAUM · $349M to $431MJan 15, 2025 to Apr 1, 2025
- HNW RAUM · $302M to $353MJan 15, 2025 to Apr 1, 2025
- Individual RAUM · $42.4M to $49.5MJan 15, 2025 to Apr 1, 2025
- Non-discretionary RAUM · $21.4M to $16.8MJan 15, 2025 to Apr 1, 2025
- Pension RAUM · $21.4M to $16.8MJan 15, 2025 to Apr 1, 2025
- RAUM · $370M to $447MJan 15, 2025 to Apr 1, 2025
- Other offices · 5 to 4Apr 22, 2024 to May 8, 2024
- HQ city · NORTH PALM BEACH to PALM BEACH GARDENSFeb 14, 2024 to Apr 22, 2024
- Accounts · 710 to 697Apr 12, 2023 to Feb 14, 2024
- Advisory employees · 8 to 7Apr 12, 2023 to Feb 14, 2024
- Corporate clients · 5 to 3Apr 12, 2023 to Feb 14, 2024
- HNW clients · 143 to 129Apr 12, 2023 to Feb 14, 2024
- Individual clients · 182 to 156Apr 12, 2023 to Feb 14, 2024
- Pension plan clients · 7 to 6Apr 12, 2023 to Feb 14, 2024
- Assets in custody · $107M to $139MApr 12, 2023 to Feb 14, 2024
- Employees · 8 to 7Apr 12, 2023 to Feb 14, 2024
- State-registered IARs · 8 to 7Apr 12, 2023 to Feb 14, 2024
- Other offices · 4 to 5Apr 12, 2023 to Feb 14, 2024
- Discretionary RAUM · $328M to $349MApr 12, 2023 to Feb 14, 2024
- HNW RAUM · $276M to $302MApr 12, 2023 to Feb 14, 2024
Signals
4 dated events
- A•••••• W••••• M••••••••• reported RAUM $565.3M, up 26% from $447.5M (2025-09-02 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- E•••• C••••• M••••• left A•••••• W••••• M••••••••• for H•••••••• C•••••• P••••••• (registered 2026-01-02)Mar 12, 2026 · Advisor changed firm · fact
- R•••••• W•••• B••• left A•••••• W••••• M••••••••• for H•••••••• C•••••• P••••••• (registered 2026-01-29)Feb 11, 2026 · Advisor changed firm · fact
- A•••••• W••••• M••••••••• filed its initial SEC registration (Form ADV)May 12, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- c••••••••@a••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 561-425-9500reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/atticuswealthmanagementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- a••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 561-425-9500reportedpublic record, Form ADV, May 22, 2026
- Contact form
- a••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $70.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026