DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Via Global Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Harvey Alan SlaughterVia Global Advisors LLC independent RIASchechter Investment Advisors, LLC independent RIARIA to RIANov 1, 2020Nov 23, 2020
Kimberly R ClouseVia Global Advisors LLC independent RIAAdviceperiod, LLC independent RIARIA to RIAOct 16, 2020Nov 3, 2020
Kristen CaseleyVia Global Advisors LLC independent RIAAdviceperiod, LLC independent RIARIA to RIAJul 29, 2020Aug 26, 2020
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3 moves match.