DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kimberly R Clouse

Hightower Advisors, LLCBD affiliatedChicago, Il IA-onlyIAPD 2346017

Feed of 09/15/2026

Also filed as Kimberly Karole Rector

At current firm

1 y

since Oct 15, 2024

In the industry

26 y

since Nov 23, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Hightower Advisors, LLC BD affiliated current
since Oct 15, 2024 · Brookline, Ma
Mariner Independent independent RIA
May 10, 2022 to Sep 30, 2024 · Brookline, Ma
Adviceperiod, LLC former
Nov 3, 2020 to Mar 30, 2022 · 1318 Beacon Street, Ma
Via Global Advisors LLC former
Nov 28, 2014 to Oct 16, 2020 · Brookline, Ma
Interactive Advisers, Interactive Advisors independent RIA
Oct 8, 2013 to May 1, 2015 · Boston, Ma
Tpw Financial former
Mar 6, 2012 to Jan 5, 2013 · Newton, Ma
Fiduciary Trust International, LLC bank affiliated
Jan 26, 2009 to Feb 8, 2011 · Lincoln, Ma
Silver Bridge former
Aug 18, 2005 to Apr 23, 2008 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

Mariner Independent to Hightower Advisors, LLC
left Sep 30, 2024, registered Oct 15, 2024 (15 days) · RIA to affiliated broker-dealer or bank
Adviceperiod, LLC to Mariner Independent
left Mar 30, 2022, registered May 10, 2022 (41 days) · corporate re-registration, not a move
Via Global Advisors LLC to Adviceperiod, LLC
left Oct 16, 2020, registered Nov 3, 2020 (18 days) · RIA to RIA
Interactive Advisers, Interactive Advisors to Via Global Advisors LLC
left May 1, 2015, registered Nov 28, 2014 (-154 days) · Other
Tpw Financial to Interactive Advisers, Interactive Advisors
left Jan 5, 2013, registered Oct 8, 2013 (276 days) · Other
Fiduciary Trust International, LLC to Tpw Financial
left Feb 8, 2011, registered Mar 6, 2012 (392 days) · Other
Silver Bridge to Fiduciary Trust International, LLC
left Apr 23, 2008, registered Jan 26, 2009 (278 days) · Other

Signals

Kimberly R Clouse left Mariner Independent for Hightower Advisors, Llc (registered 2024-10-15)
Sep 30, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address