DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Sterling Global Strategies, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Sean Haig | Sterling Global Strategies, LLC mixed wealth | Aurora Private Wealth, Inc. independent RIA | RIA to RIA | Jul 2, 2019 | Apr 4, 2019 |
| Gregory James Carroll | Sterling Global Strategies, LLC mixed wealth | Wwm Financial independent RIA | RIA to RIA | Jul 2, 2019 | May 7, 2019 |
| John Phillips Paladino | Sterling Global Strategies, LLC mixed wealth | Aurora Private Wealth, Inc. independent RIA | RIA to RIA | Jul 2, 2019 | Apr 4, 2019 |
| Robert John Cenko | Sterling Global Strategies, LLC other | Reliance Investing, Inc. state registered | Other | Apr 27, 2017 | Nov 17, 2025 (3126 d) |
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4 moves match.