DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Springside Partners LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Taucher | Springside Partners LLC independent RIA | Dakota Wealth, LLC independent RIA | RIA to RIA | Nov 1, 2019 | Jul 16, 2019 |
| Carina Shipotofsky Diamond | Springside Partners LLC independent RIA | Dakota Wealth, LLC independent RIA | RIA to RIA | Nov 1, 2019 | Jul 16, 2019 |
| Patrick Gavin Hahn | Springside Partners LLC independent RIA | Dakota Wealth, LLC independent RIA | RIA to RIA | Nov 1, 2019 | Jul 16, 2019 |
| Peter Nickel Augustin | Springside Partners LLC independent RIA | Dakota Wealth, LLC independent RIA | RIA to RIA | Nov 1, 2019 | Jul 16, 2019 |
| Marc Joseph Servodio | Springside Partners LLC independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 9, 2018 | Mar 21, 2024 (1990 d) |
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5 moves match.