DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Monere Wealth Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Terrence Patrick Geary | Monere Wealth Management, Inc. independent RIA | Sanctuary Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 18, 2023 | Nov 14, 2023 |
| Cary Scott Kornick | Monere Wealth Management, Inc. independent RIA | Herr Investment Group LLC no RAUM | RIA to a newly registered adviser | May 17, 2022 | Feb 18, 2022 |
| Riley Steven Just | Monere Wealth Management, Inc. other | Nuveen Asset Management, LLC other | Other | Apr 25, 2016 | Oct 18, 2017 (541 d) |
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3 moves match.