DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Lear Investment Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lynn Sandt | Lear Investment Management mixed wealth | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Dec 12, 2025 | May 19, 2026 (158 d) |
| Cody Lee Lummus | Lear Investment Management independent RIA | Delos Capital Advisors independent RIA | RIA to RIA | Mar 26, 2019 | Mar 22, 2019 |
| Andrew Hunter Smith | Lear Investment Management independent RIA | Delos Capital Advisors independent RIA | RIA to RIA | Mar 26, 2019 | Mar 26, 2019 |
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3 moves match.