DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from National Wealth Management Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Claire Delaney Hart | National Wealth Management Group, LLC independent RIA | Great Valley Advisor Group, LLC independent RIA | RIA to RIA | Feb 9, 2026 | Mar 6, 2026 |
| Christopher A Carbone | National Wealth Management Group, LLC independent RIA | Bellwether Investment Services LLC state registered | RIA to a state-registered adviser | Sep 8, 2020 | Jul 21, 2020 |
| Kaleb Baker | National Wealth Management Group, LLC other | Pruco Securities, LLC other | Other | Mar 15, 2017 | Apr 6, 2017 |
| Jason Edward Moore | National Wealth Management Group, LLC other | Raymond James Financial Services Advisors, Inc other | Other | Oct 24, 2016 | Nov 23, 2016 |
Page 1 of 1
4 moves match.