DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Praxia Financial Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Douglas John Hedley | Praxia Financial Services, LLC independent RIA | Longwall Family Office no RAUM | RIA to a newly registered adviser | Apr 25, 2023 | Apr 5, 2023 |
| Jordan Thomas Fraser | Praxia Financial Services, LLC independent RIA | Longwall Family Office no RAUM | RIA to a newly registered adviser | Apr 25, 2023 | Apr 5, 2023 |
| Kerry James Stirton | Praxia Financial Services, LLC independent RIA | Longwall Family Office no RAUM | RIA to a newly registered adviser | Apr 25, 2023 | Apr 5, 2023 |
| Eric Patrick Gies | Praxia Financial Services, LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Sep 8, 2021 | Oct 14, 2021 (36 d) |
| Jeremy Dickstein | Praxia Financial Services, LLC independent RIA | Wilmington Capital Securities, LLC independent RIA | RIA to RIA | Feb 27, 2020 | May 17, 2021 (445 d) |
| Jeffrey Scott Ferraro | Praxia Financial Services, LLC independent RIA | Td Private Client Wealth LLC other | Other | Jan 3, 2017 | Apr 14, 2017 (101 d) |
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6 moves match.