DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mack Investment Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Edward Walter Gjertsen II | Mack Investment Securities, Inc. independent RIA | Engage Wealth Group, LLC independent RIA | RIA to RIA | Jul 1, 2020 | Apr 23, 2020 |
| Michael Stephen Mack | Mack Investment Securities, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Jun 7, 2016 | Jul 13, 2016 (36 d) |
| Monica Pizano | Mack Investment Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Mar 15, 2013 | Apr 3, 2013 |
| James Alan Issel | Mack Investment Securities, Inc. other | Cetera Investment Advisers LLC BD affiliated | Other | Dec 16, 2011 | Jun 29, 2023 (4213 d) |
| Ann Marie Mariani-Issel | Mack Investment Securities, Inc. other | Dorion-Gray Retirement Planning, Inc. other | Other | Dec 1, 2011 | Feb 27, 2012 (88 d) |
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5 moves match.