DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Rg Capital
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kelly G Richards | Rg Capital independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 19, 2021 | Nov 12, 2020 |
| Richard Roger Oelze | Rg Capital independent RIA | Rro Capital, LLC state registered | RIA to a state-registered adviser | Nov 1, 2021 | Mar 14, 2019 |
| Kalonn Boyle | Rg Capital independent RIA | First Allied Advisory Services, Inc. other | Other | Feb 28, 2019 | May 4, 2017 |
| Craig David Rumler | Rg Capital independent RIA | Corecap Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jan 26, 2018 | Sep 4, 2020 (952 d) |
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4 moves match.