DFX Intelligence
RIA Intelligence
Advisor moves
Departures from William Joseph Capital Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Alan Schellinger | William Joseph Capital Management, Inc. independent RIA | Synergy Wealth Management state registered | RIA to a state-registered adviser | May 12, 2025 | Aug 19, 2025 (99 d) |
| Jeffrey Frederick Bauer | William Joseph Capital Management, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 29, 2021 | Feb 17, 2022 (111 d) |
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2 moves match.