DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Oppenheimer & Co. Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert E Mancini | Oppenheimer & Co. Inc. other | Citigroup Global Markets Inc. other | Other | Mar 25, 2003 | Mar 24, 2003 |
| Howard Lyle Abrams | Oppenheimer & Co. Inc. other | UBS Financial Services Inc. wirehouse | Other | Mar 11, 2003 | Mar 10, 2003 |
| Sean Adam Metrose | Oppenheimer & Co. Inc. other | Deroy & Devereaux Private Investment Counsel, Inc. other | Other | Mar 11, 2003 | Jul 2, 2010 (2670 d) |
| Paul Loren Feinstein | Oppenheimer & Co. Inc. other | UBS Financial Services Inc. wirehouse | Other | Mar 11, 2003 | Mar 7, 2003 |
| Craig Alan Rutledge | Oppenheimer & Co. Inc. other | Signator Investors, Inc. other | Other | Mar 4, 2003 | Mar 8, 2004 (370 d) |
Page 19 of 19Previous
1,085 moves match.