DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Advantage Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charles Patrick Prestigiacomo | Advantage Wealth Advisors independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 30, 2025 | Jun 4, 2025 |
| Virgil John Threlkeld | Advantage Wealth Advisors independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 30, 2025 | May 21, 2025 |
| Dwight Douglas Peterson | Advantage Wealth Advisors independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 30, 2025 | May 21, 2025 |
| Milton Kenneth Guzman | Advantage Wealth Advisors independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 30, 2025 | May 21, 2025 |
| Bruce Webber Wilson | Advantage Wealth Advisors independent RIA | Mariner Advisor Network independent RIA | RIA to RIA | May 19, 2022 | May 26, 2022 |
Page 1 of 1
5 moves match.