DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Grove
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Leslie Lois Mallman | Grove independent RIA | Five Oceans Advisors independent RIA | RIA to RIA | Sep 6, 2019 | May 7, 2024 (1705 d) |
| Sabrina Lee | Grove independent RIA | Facet independent RIA | RIA to RIA | Sep 6, 2019 | Mar 4, 2021 (545 d) |
| Casey Roberts Hull | Grove independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Sep 6, 2019 | Jun 19, 2020 (287 d) |
| Roger George Tran | Grove independent RIA | Facet independent RIA | RIA to RIA | Sep 6, 2019 | Sep 11, 2019 |
| Leotie Fukawa | Grove independent RIA | Wealthfront Advisers LLC independent RIA | RIA to RIA | Sep 6, 2019 | Sep 25, 2019 |
Page 1 of 1
5 moves match.