DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Executive Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffrey Charles Johnson | Executive Wealth Management other | Buckingham Strategic Wealth, LLC other | Other | Apr 19, 2017 | Apr 19, 2017 |
| Shannon Melissa Linder | Executive Wealth Management other | Buckingham Strategic Wealth, LLC other | Other | Apr 19, 2017 | Apr 19, 2017 |
| Andrew Eric Waite | Executive Wealth Management other | Buckingham Strategic Wealth, LLC other | Other | Apr 19, 2017 | Apr 19, 2017 |
| Michael Tate Johnson | Executive Wealth Management other | Flagstone Financial Management, LLC no RAUM | Other | Jan 17, 2017 | Dec 20, 2016 |
| Stephanie Patrice Tredway | Executive Wealth Management other | Flagstone Financial Management, LLC no RAUM | Other | Jan 17, 2017 | Dec 21, 2016 |
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5 moves match.