DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wealth Planning And Design LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joni Rametta | Wealth Planning And Design LLC no RAUM | Wr Wealth Planners LLC independent RIA | Other | Jun 21, 2024 | Apr 27, 2023 |
| Jeffrey William Speers | Wealth Planning And Design LLC independent RIA | Wr Wealth Planners LLC independent RIA | RIA to RIA | May 22, 2023 | Apr 12, 2023 |
| Mark Ray Clark | Wealth Planning And Design LLC independent RIA | Legacy Financial Advisors, Inc. independent RIA | RIA to RIA | Dec 12, 2019 | Jan 24, 2020 (43 d) |
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3 moves match.