RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• R••••••
- O••••••• independent RIA currentsince Feb 6, 2025 · Sarasota, Fl
- W• W••••• P••••••• L•• formerApr 27, 2023 to Mar 27, 2025 · Sarasota, Fl
- W••••• P••••••• A•• D••••• L•• formerJan 19, 2016 to Jun 21, 2024 · Sarasota, Fl
- N••••• A•••••• S•••••••• I••• formerOct 15, 2012 to Mar 28, 2016 · Sarasota, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Oct 25, 2012 · Sarasota, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 31, 1993 to Jun 1, 2009 · Sarasota, Fl
- W• W••••• P••••••• L•• to O•••••••left Mar 27, 2025, registered Feb 6, 2025 (-49 days) · RIA to RIA
- W••••• P••••••• A•• D••••• L•• to W• W••••• P••••••• L••left Jun 21, 2024, registered Apr 27, 2023 (-421 days) · Other
- N••••• A•••••• S•••••••• I••• to W••••• P••••••• A•• D••••• L••left Mar 28, 2016, registered Jan 19, 2016 (-69 days) · Other · moved with a team
- M••••• S•••••• to N••••• A•••••• S•••••••• I•••left Oct 25, 2012, registered Oct 15, 2012 (-10 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- J••• R•••••• left W• W••••• P••••••• L•• for Oneseven (registered 2025-02-06)Mar 27, 2025 · a•••••• firm change · fact
- J••• R•••••• left W••••• P••••••• A•• D••••• L•• for W• W••••• P••••••• L•• (registered 2023-04-27)Jun 21, 2024 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address