DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Navigation Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Cecilia Christina ShepherdNavigation Wealth Management independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 6, 2026Dec 16, 2025
Michael David StevensonNavigation Wealth Management independent RIAKeystone Financial Services independent RIARIA to RIADec 31, 2025Jan 5, 2026
Christopher William StaplesNavigation Wealth Management independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 25, 2025Jan 2, 2026 (99 d)
Michael LucasNavigation Wealth Management independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankMar 3, 2020Apr 3, 2025 (1857 d)
Stan Carroll EmeryNavigation Wealth Management independent RIACambridge Investment Research Advisors, Inc. otherOtherAug 7, 2017Sep 1, 2017
Andrew Phillip LogueNavigation Wealth Management independent RIAFletching Arrows Wealth Management LLC state registeredRIA to a state-registered adviserAug 2, 2017Sep 22, 2017 (51 d)
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6 moves match.