DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Legacy Financial Strategies, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jordan Kasey Priddy | Legacy Financial Strategies, LLC independent RIA | Buckingham Strategic Wealth, LLC independent RIA | RIA to RIA | Oct 25, 2023 | Nov 17, 2023 |
| Allison Margaret Cooley | Legacy Financial Strategies, LLC independent RIA | Mana Financial Life Design independent RIA | RIA to RIA | Dec 7, 2020 | Dec 8, 2020 |
| Dane Broadie | Legacy Financial Strategies, LLC independent RIA | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 3, 2019 | May 13, 2020 (223 d) |
| Cory Mason Mcpherson | Legacy Financial Strategies, LLC independent RIA | Proactive Capital Management, Inc. independent RIA | RIA to RIA | Aug 9, 2018 | Aug 2, 2018 |
| Brenda Ford Richman | Legacy Financial Strategies, LLC other | Nova R Wealth, Inc. other | Other | Jul 3, 2017 | Jul 17, 2017 |
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5 moves match.