DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ifc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Roberson | Ifc independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 3, 2023 | Feb 12, 2025 (437 d) |
| Keith Gordon Hentschel | Ifc independent RIA | Hentch Solutions state registered | RIA to a state-registered adviser | Apr 12, 2021 | Jul 22, 2026 (1927 d) |
| James Michael Kirk | Ifc independent RIA | Rocky Mountain Financial Solutions Inc. state registered | RIA to a state-registered adviser | Jan 13, 2021 | Jan 12, 2021 |
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3 moves match.