DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Asteria Wealth LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Adam Ryan Smith | Asteria Wealth LLC independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Dec 19, 2022 | Dec 21, 2022 |
| William Paul Boscow | Asteria Wealth LLC independent RIA | Pks Advisory Services, LLC independent RIA | RIA to RIA | Jun 8, 2022 | Apr 26, 2024 (688 d) |
| John Ray Williams | Asteria Wealth LLC asset manager | Aronson Asset Management, Inc. state registered | Other | Feb 27, 2020 | Feb 9, 2022 (713 d) |
| Michael John Lee | Asteria Wealth LLC asset manager | Long Street Capital Management unclassified | Other | Mar 29, 2018 | Jul 27, 2022 (1581 d) |
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4 moves match.