DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Palomar Advisors Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kylle Duane Little | Palomar Advisors Inc. mixed wealth | Shift 4 Advisors, Inc. state registered | RIA to a state-registered adviser | Dec 31, 2023 | Feb 8, 2024 (39 d) |
| Mark Paul De Guzman Juloya | Palomar Advisors Inc. mixed wealth | Syndicated Capital, Inc. independent RIA | RIA to RIA | Dec 20, 2021 | Jan 27, 2022 (38 d) |
| Ivan Russell Thornberry | Palomar Advisors Inc. mixed wealth | Grow With Me state registered | RIA to a state-registered adviser | Dec 20, 2021 | Nov 23, 2021 |
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3 moves match.