DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ballast Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott Andrew Peterson | Ballast Advisors, LLC independent RIA | Advisory Services Network independent RIA | RIA to RIA | Feb 22, 2023 | Jun 12, 2023 (110 d) |
| Michael James Nesheim | Ballast Advisors, LLC independent RIA | Bluespring Wealth Management, LLC independent RIA | RIA to RIA | Apr 1, 2019 | Apr 2, 2019 |
| Luke Thomas Johnson | Ballast Advisors, LLC independent RIA | Boreal Advisors LLC state registered | RIA to a state-registered adviser | Mar 7, 2019 | Jan 30, 2019 |
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3 moves match.