DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Brenton Point Wealth Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew H Wu | Brenton Point Wealth Advisors LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Jan 19, 2022 | Apr 5, 2022 (76 d) |
| Patrick Francis Xavier Gingras | Brenton Point Wealth Advisors LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Jan 3, 2022 | Jan 12, 2022 |
| Laurence Charles Rollins | Brenton Point Wealth Advisors LLC independent RIA | Stratos Wealth Partners, Ltd BD affiliated | RIA to affiliated broker-dealer or bank | Apr 8, 2021 | Jun 8, 2021 (61 d) |
| Lisa Ann Cassidy | Brenton Point Wealth Advisors LLC independent RIA | J.P. Morgan Private Wealth Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 19, 2020 | Aug 3, 2020 (45 d) |
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4 moves match.