DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mariner Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ty Stetson Martinelli | Mariner Financial Group, LLC no RAUM | LPL Financial LLC BD affiliated | Other | Mar 31, 2023 | Jan 12, 2021 |
| Norman John Yester | Mariner Financial Group, LLC no RAUM | Lri Investments independent RIA | Other | Mar 31, 2023 | Apr 3, 2024 (369 d) |
| Brendan Whitmore Yester | Mariner Financial Group, LLC no RAUM | Lri Investments independent RIA | Other | Mar 31, 2023 | Apr 3, 2024 (369 d) |
| Andrea Elizabeth Camoin | Mariner Financial Group, LLC no RAUM | M Holdings Securities, Inc. BD affiliated | Other | Jan 23, 2023 | Feb 13, 2021 |
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4 moves match.