DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Sfi Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Robert Sampers | Sfi Advisors, LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 19, 2026 | Jan 2, 2026 |
| Connor Tarleton | Sfi Advisors, LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 19, 2026 | Jan 12, 2026 |
| Garrett Austin Futch | Sfi Advisors, LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 19, 2026 | Jan 5, 2026 |
| Gregory Lewis Klar | Sfi Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Sep 22, 2022 | Mar 11, 2022 |
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4 moves match.