DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Fsa Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Simon John Heslop | Fsa Wealth Management, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Dec 3, 2025 |
| Gavin Michael Morrissey | Fsa Wealth Management, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Dec 3, 2025 |
| Greg Gohr | Fsa Wealth Management, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Dec 3, 2025 |
| Meagan H Swanson Rogers | Fsa Wealth Management, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Dec 3, 2025 |
| James Marc Morris | Fsa Wealth Management, LLC independent RIA | Fma Wealth Management, LLC no RAUM | RIA to a newly registered adviser | Apr 12, 2021 | Mar 31, 2021 |
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5 moves match.