DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Guide My Finances

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jacqueline Dana AdlerGuide My Finances state registeredOsaic Wealth, Inc. BD affiliatedOtherMay 26, 2026Feb 13, 2025
Amanda WhitneyGuide My Finances state registeredOsaic Wealth, Inc. BD affiliatedOtherSep 9, 2025Jan 19, 2024
Gina CohenGuide My Finances state registeredPrincipled Planning & Wealth Management unclassifiedOtherJul 7, 2023Oct 20, 2023 (105 d)
Devon Vincent FlushingGuide My Finances state registeredAperture Financial unclassifiedOtherFeb 4, 2020Mar 26, 2021 (416 d)
Jennifer Erdmann LoganGuide My Finances state registeredChisholm Financial Planning & Investments state registeredOtherMar 1, 2018Oct 25, 2018 (238 d)
Page 1 of 1
5 moves match.