DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Valley Wealth Strategies, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Narine K Mardanyan | Valley Wealth Strategies, LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 3, 2025 | Sep 2, 2025 |
| Ercilia Zavala Donnelly | Valley Wealth Strategies, LLC independent RIA | Securities America Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 12, 2023 | Mar 2, 2023 |
| Christa S Varda | Valley Wealth Strategies, LLC independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Sep 12, 2023 | Nov 29, 2017 |
| James Michael Adgar | Valley Wealth Strategies, LLC independent RIA | Planmember Securities Corporation independent RIA | RIA to RIA | Sep 27, 2019 | Oct 4, 2019 |
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4 moves match.