DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wells Trecaso Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Douglas Everett Wells | Wells Trecaso Financial Group, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Sep 17, 2025 |
| Ralph Edward Trecaso | Wells Trecaso Financial Group, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Sep 17, 2025 |
| Christopher C Walters | Wells Trecaso Financial Group, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Sep 17, 2025 |
| Samuel Joseph Trecaso | Wells Trecaso Financial Group, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Sep 17, 2025 |
| Alexandra L. Nero | Wells Trecaso Financial Group, LLC independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Oct 31, 2023 | Nov 17, 2023 |
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5 moves match.