DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Engage Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Blake Limbaugh | Engage Wealth Advisors, LLC mixed wealth | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Mar 21, 2023 | May 8, 2023 (48 d) |
| Tracy Rose Wilson | Engage Wealth Advisors, LLC mixed wealth | Engage Advisors Wealth LLC no RAUM | Other | Oct 12, 2021 | Sep 15, 2020 |
| Ryan Paul Forster | Engage Wealth Advisors, LLC mixed wealth | Cetera Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 17, 2020 | Jun 18, 2020 |
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3 moves match.