DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Emfo, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Scot Laurence HunterEmfo, LLC mixed wealthCorient independent RIARIA to RIAAug 31, 2024Aug 16, 2024
Keith David StoloffEmfo, LLC mixed wealthCorient independent RIARIA to RIAAug 31, 2024Aug 16, 2024
George David SuarezEmfo, LLC mixed wealthCorient independent RIARIA to RIAAug 31, 2024Aug 15, 2024
Allan Michael BudelmanEmfo, LLC mixed wealthCorient independent RIARIA to RIAAug 31, 2024Aug 19, 2024
Kevin William BrownEmfo, LLC mixed wealthCorient independent RIARIA to RIAAug 31, 2024Aug 15, 2024
Aaron Charles LitmanEmfo, LLC mixed wealthAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankJul 7, 2023Oct 25, 2023 (110 d)
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6 moves match.