DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Kummer Financial Strategies, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patricia Brown Kummer | Kummer Financial Strategies, LLC independent RIA | Mariner other | Other | Dec 31, 2018 | Mar 16, 2018 |
| David Trevor Martin | Kummer Financial Strategies, LLC independent RIA | Mariner independent RIA | RIA to RIA | Dec 31, 2018 | May 11, 2018 |
| Eric John Haberkorn | Kummer Financial Strategies, LLC independent RIA | Mariner other | Other | Dec 31, 2018 | Mar 16, 2018 |
| Jesse Randall Maggio | Kummer Financial Strategies, LLC independent RIA | Mariner independent RIA | RIA to RIA | Dec 31, 2018 | Dec 19, 2018 |
| Michelle Durand Freres Thebeau | Kummer Financial Strategies, LLC independent RIA | Mariner independent RIA | RIA to RIA | Dec 31, 2018 | Aug 21, 2018 |
| Paula J. Degener | Kummer Financial Strategies, LLC independent RIA | Mariner other | Other | Dec 31, 2018 | Mar 16, 2018 |
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6 moves match.