DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Briggs Advisory Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Dawn Ellen Filliatreault WoodBriggs Advisory Group, Inc. independent RIABuckingham Strategic Wealth, LLC independent RIARIA to RIADec 6, 2023Dec 6, 2023
Kevin Robert TremorBriggs Advisory Group, Inc. independent RIABuckingham Strategic Wealth, LLC independent RIARIA to RIADec 6, 2023Dec 7, 2023
James Gerard CouchBriggs Advisory Group, Inc. independent RIAWildflower Wealth Advisors, LLC state registeredRIA to a state-registered adviserDec 6, 2023Jan 31, 2024 (56 d)
Christopher J RicciBriggs Advisory Group, Inc. independent RIABuckingham Strategic Wealth, LLC independent RIARIA to RIADec 6, 2023Dec 6, 2023
Nolin Rossi FriasBriggs Advisory Group, Inc. independent RIABuckingham Strategic Wealth, LLC independent RIARIA to RIADec 6, 2023Dec 6, 2023
Glenn Stuart LoganBriggs Advisory Group, Inc. independent RIASlb Advisors, LLC state registeredRIA to a state-registered adviserOct 28, 2022Apr 27, 2023 (181 d)
Ronald Scott SandersonBriggs Advisory Group, Inc. independent RIASlb Advisors, LLC state registeredRIA to a state-registered adviserOct 28, 2022Apr 27, 2023 (181 d)
Bradley Steven BechokBriggs Advisory Group, Inc. independent RIASlb Advisors, LLC state registeredRIA to a state-registered adviserOct 28, 2022Apr 27, 2023 (181 d)
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8 moves match.