DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ocean Financial Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jessica Kaufman | Ocean Financial Advisors LLC state registered | Efg Private Wealth Management (Americas) Corp. mixed wealth | Other | Jun 18, 2025 | Jul 11, 2024 |
| Robert Layton | Ocean Financial Advisors LLC state registered | Gwn Securities Inc. BD affiliated | Other | Jan 9, 2024 | Jan 5, 2024 |
| Dulce Maria Galindo Gnibus | Ocean Financial Advisors LLC state registered | Bradesco Global Advisors other | Other | Nov 29, 2021 | Feb 14, 2022 (77 d) |
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3 moves match.