DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Oxley Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Shane Mark Scott | Oxley Capital Management, LLC state registered | Sgl Financial, LLC independent RIA | Other | May 1, 2023 | May 31, 2023 |
| Joshua Stecker | Oxley Capital Management, LLC state registered | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jun 6, 2022 | Sep 2, 2022 (88 d) |
| Joseph Verone | Oxley Capital Management, LLC state registered | Morgan Stanley wirehouse | Other | Dec 7, 2021 | Apr 26, 2022 (140 d) |
| Robert Charles Martin | Oxley Capital Management, LLC state registered | Truadvice LLC independent RIA | Other | Apr 20, 2021 | May 19, 2021 |
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4 moves match.