DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ellerbrock-Norris Wealth Strategies LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Seth Cave | Ellerbrock-Norris Wealth Strategies LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 17, 2026 | Sep 11, 2026 (86 d) |
| Benjamin G Hanssen | Ellerbrock-Norris Wealth Strategies LLC independent RIA | Allen Capital Group, LLC independent RIA | RIA to RIA | Jan 5, 2023 | Jan 26, 2023 |
| Jamie Lynn Slaughter | Ellerbrock-Norris Wealth Strategies LLC independent RIA | Buckingham Strategic Wealth, LLC independent RIA | RIA to RIA | Feb 19, 2021 | Mar 18, 2021 |
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3 moves match.