DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Benjamin G Hanssen
Certified Financial Planner
Feed of 09/14/2026
Also filed as Benjamin G Hanssen
At current firm
3 y
since Jan 26, 2023
In the industry
15 y
since May 31, 2011 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Allen Capital Group, LLC independent RIA currentsince Jan 26, 2023 · Grand Island, Ne
- Ellerbrock-Norris Wealth Strategies LLC independent RIAMar 25, 2022 to Jan 5, 2023 · Hastings, Ne
- Raymond James Financial Services Advisors, Inc BD affiliatedAug 30, 2017 to Feb 25, 2022 · Boulder, Co
- Bancwest Investment Services, Inc. (Bwis) formerAug 5, 2016 to Aug 16, 2017 · Omaha, Ne
- Td Ameritrade Investment Management, LLC formerJan 20, 2015 to Apr 20, 2016 · Omaha, Ne
- Td Ameritrade, Inc. formerJan 20, 2015 to Apr 20, 2016 · Omaha, Ne
- Wells Fargo Advisors wirehouseJan 22, 2014 to Jan 7, 2015 · Omaha, Ne
- Securian Financial Services, Inc. formerJun 23, 2011 to Jul 25, 2013 · Omaha, Ne
Moves
a registration end followed by a registration begin elsewhere
- Ellerbrock-Norris Wealth Strategies LLC to Allen Capital Group, LLCleft Jan 5, 2023, registered Jan 26, 2023 (21 days) · RIA to RIA
- Raymond James Financial Services Advisors, Inc to Ellerbrock-Norris Wealth Strategies LLCleft Feb 25, 2022, registered Mar 25, 2022 (28 days) · Affiliated broker-dealer or bank to independent RIA
- Bancwest Investment Services, Inc. (Bwis) to Raymond James Financial Services Advisors, Incleft Aug 16, 2017, registered Aug 30, 2017 (14 days) · Other
- Td Ameritrade, Inc. to Bancwest Investment Services, Inc. (Bwis)left Apr 20, 2016, registered Aug 5, 2016 (107 days) · Other
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Apr 20, 2016, registered Jan 20, 2015 (-456 days) · channel change inside one enterprise, not a move
- Wells Fargo Advisors to Td Ameritrade Investment Management, LLCleft Jan 7, 2015, registered Jan 20, 2015 (13 days) · Other
- Securian Financial Services, Inc. to Wells Fargo Advisorsleft Jul 25, 2013, registered Jan 22, 2014 (181 days) · Other
Signals
- Benjamin G Hanssen left Ellerbrock-Norris Wealth Strategies Llc for Allen Capital Group, Llc (registered 2023-01-26)Jan 5, 2023 · Advisor changed firm · fact
- Benjamin G Hanssen left Raymond James Financial Services Advisors, Inc for Ellerbrock-Norris Wealth Strategies Llc (registered 2022-03-25)Feb 25, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address