DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Montgomery Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Shinners | Montgomery Wealth Management, LLC no RAUM | Harding Wealth Associates LLC no RAUM | Other | Dec 12, 2022 | Aug 23, 2019 |
| Eileen Elizabeth Kain | Montgomery Wealth Management, LLC no RAUM | Raymond James Financial Services Advisors, Inc BD affiliated | Other | Dec 10, 2021 | Jun 21, 2021 |
| Michael Joshua Vaccaro | Montgomery Wealth Management, LLC no RAUM | F3logic, LLC independent RIA | Other | Dec 10, 2021 | Nov 8, 2021 |
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3 moves match.