DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Convergence Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Blake R Hall-Taylor | Convergence Financial independent RIA | T. Rowe Price Advisory Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 6, 2026 | Sep 3, 2026 |
| Kyle Joseph Elliott | Convergence Financial independent RIA | Commercial Trust Financial Services no RAUM | RIA to a newly registered adviser | May 6, 2026 | Mar 16, 2026 |
| Cameron Austin Byrd | Convergence Financial independent RIA | Commercial Trust Financial Services no RAUM | RIA to a newly registered adviser | May 6, 2026 | Mar 16, 2026 |
| Cole Benjamin Horstmann | Convergence Financial independent RIA | Commercial Trust Financial Services no RAUM | RIA to a newly registered adviser | May 6, 2026 | Mar 23, 2026 |
| Jeffrey Teel Kenney | Convergence Financial independent RIA | Commercial Trust Financial Services no RAUM | RIA to a newly registered adviser | May 6, 2026 | Mar 23, 2026 |
| Austin Francis | Convergence Financial independent RIA | Commercial Trust Financial Services no RAUM | RIA to a newly registered adviser | May 6, 2026 | Mar 23, 2026 |
| Adam Bethel | Convergence Financial independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 25, 2024 | Jan 25, 2024 |
| Ashli Nicole Eaves | Convergence Financial independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 25, 2024 | Jan 25, 2024 |
| Jacob William Walters | Convergence Financial independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 25, 2024 | Jan 26, 2024 |
| Jason Thomas Buford | Convergence Financial independent RIA | Umb Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 17, 2024 | Jan 23, 2024 |
| Logan Clark | Convergence Financial independent RIA | Mainstreet Advisors mixed wealth | RIA to RIA | Mar 31, 2023 | Apr 18, 2023 |
| Stephanie Lynn Fairlie | Convergence Financial independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Sep 14, 2021 | Sep 10, 2021 |
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12 moves match.